Zotsatira za FINRA
FINRA ikulemba mndandanda wautali wa mayeso omwe ali pakati pa zizindikiritso zofunika kwambiri kwa anthu omwe ali ndi udindo wapamwamba mu makampani omwe ali nawo. Kwa ntchito zina, zingakhale zofunikira kuti mukhale ndi zilembo zingapo, pakupambana mayeso ambiri.
Kwa zotsatila zambiri za FINRA, kuyesanso kuyesedwa zaka zingapo ndi zofunikira, kusonyeza kuti mwasunga zomwe zikuchitika mu makampani.
Kutenga mayesero a FINRA
Simungathe kutenga mayeso a FINRA monga munthu. M'malo mwake, muyenera kumathandizidwa ndi bungwe la FINRA. Choncho, bwana wanu amadziwa zomwe mukufuna kuti mudutse, malingana ndi ntchito yanu. Maphunziro a FINRA kawirikawiri ndi kupyolera mwa kudzifufuza, ngakhale olemba ena angapereke maphunziro apanyumba.
Pazomwe zili pamwambapa, kuyesa kusintha osamalitsa ndikupita ku ntchito yatsopano yomwe simukuyenera kuigwiritsa ntchito FINRA kungakhale kovuta. Ndondomeko yanu yatsopano ikanakhala ikukugwiritsani ntchito. Iwe, panthawiyi, udzakhala pamalo ovuta ngati iwe sudzapambana mayesero.
Mutu 7: Zophunzitsira Zowonjezera Zonse za Mgwirizano 7 ndizofunika kwambiri, zowonjezera kwa aphungu a zachuma ndi malo ena ogulitsa.
Mutu 6: Zophunzitsira za Mutu 6 zimapatsa mwini wogulitsa malonda muzinthu zochepa zogulitsa malonda kuposa Sewero 7. Izi sizingatheke kuzinthu zopangidwe zothandizira ndalama monga ndalama zomwe zimagwirizanitsa komanso ndalama zosinthika.
Mndandanda 63 ndi 66: Nkhani 63 ndi 66 zikuyesa kufufuza malamulo a chigamulo cha boma, komanso zingakhale zofunikira kwa malo ambiri a Financial Advisor.
Mutu 65: 65 ndi Uniform Investment Adviser Law Exam yomwe imapangitsa wogwira ntchito kukhala wothandizira malonda.
NASAA
Onani kuti, pamene mayankho a Series 63, 65 ndi 66 akuyendetsedwa ndi FINRA, akukonzedwa ndi bungwe losiyana, North American Securities Administrators Association (NASAA). Ndiponso, mosiyana ndi mayesero ambiri a FINRA, simukusowa kuti muthandizidwe ndi bungwe la FINRA kuti mutenge Series 63, 65 kapena 66. Ambiri amavomereza amavomereza zosiyana, makamaka CFP kapena CFA , m'malo mwa kupititsa nkhani Ma 65 kapena 66.
Kuti mudziwe zambiri: Onani webusaiti ya FINRA.
Ntchito Yoyang'anitsitsa: Onani mndandanda wa maofesi omwe akugwira ntchito ku FINRA.